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Ontario Securites Commision - Investor offices
Investor News
SEPTEMBER 7, 2017
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You hear a lot these days about cryptocurrency offerings such as initial coin offerings (ICOs) and initial token offerings (ITOs), which are increasingly popular ways for businesses to raise money. Investors may be eager to get in on a new trend, but should be wary of the considerable risks that often accompany these investments. Read our new cryptocurrency offerings guide for investors to learn more about this new investment space.

The Canadian Securities Administrators (CSA) also recently published a staff notice for fintech businesses that outlines how securities laws may apply to cryptocurrency offerings. For more information, contact the OSC LaunchPad team at osclaunchpad@osc.gov.on.ca.
 
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As kids head back to school this week, investors can also take a moment to hit the books and brush up on their own investor education. We've put together a few ideas for investors on going "back to school" this September.

 
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Letty Dewar was recently appointed the new Chair of the Investor Advisory Panel (IAP), a nine-member independent committee of the Ontario Securities Commission (OSC) that advises and comments on proposed rules, policies and investor protection initiatives. The Investor Office recently sat down with Letty to discuss her background, the IAP, her role as Chair and areas of focus for the year. Meet Letty

 
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Our Getting an Education hub will help you learn how to save for an education, budget and manage student loans. Our articles and tools provide information on things such as managing your educational finances by planning for expenses like tuition and books, and exploring your options for saving and investing through RESPs and other savings plans.

 

 

The OSC's Seniors Expert Advisory Committee (SEAC) will be reconstituted through September 2018, continuing its important work advising staff on securities-related policy and operational developments that impact older investors and providing input into the OSC’s related education and outreach activities.

 

 

Tyler Fleming, Director of the Investor Office, was recently interviewed by personal finance expert Bruce Sellery on the SiriusXM show "Moolala: Money Made Simple." Tyler and Bruce discussed the Investor Office, the new GetSmarterAboutMoney.ca and behavioural insights.

 

 


On Tuesday, the Investor Office once again opened the TSX to mark "back-to-school season" for investors. Learn more about how stock markets work with our investor guide at GetSmarterAboutMoney.ca.

 

 

GetSmarterAboutMoney.ca also has many popular tools and calculators including our RESP Savings calculator, which can help you estimate your child's future education costs and see how your planned RESP savings, including contributions and grants, will cover those costs.

 
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Meet Carlie Weinreb

The Investor Office regularly sits down for interviews with people whose work impacts investors to learn more about them and help explain their roles and the work that they do. This back-to-school week we’re doing it a bit differently, introducing you to one of the financial literacy leaders of tomorrow, 9-year-old Carlie Weinreb. Meet Carlie

 
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Over 7,500 people have signed up for Investor News to stay informed about the latest investor initiatives, educational resources, topical issues, key dates and investor warnings and alerts. If you haven't already done so, subscribe today or let your family, friends and colleagues know that they should subscribe too.

 
 

CONSULTATIONS

 

Proposed Revised Rule for Distributions outside Canada

Comments due: September 27, 2017

The OSC published for comment revised OSC Rule 72-503 Distributions Outside Canada and proposed Companion Policy 72-503 Distributions Outside Canada. The proposed rule would provide explicit prospectus and registration exemptions that would preserve current cross-border practices.

Learn More

 

Proposed Amendments to Resale of Securities

Comments due: September 27, 2017

The CSA published for comment proposed amendments to National Instrument 45-102 Resale of Securities that would introduce a new prospectus exemption for the resale of securities of a foreign issuer.

Learn More

 

Proposed Amendments relating to Designated Rating Organizations 

Comments due: October 4, 2017

The CSA published for comment proposed rule amendments and policy changes related to designated rating organizations (DROs) and credit ratings of DROs.

Learn More

 

Proposed Amendments to Registration Information

Comments due: October 4, 2017

The OSC published for comment proposed amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information.

Learn More

 

 

WARNINGS/ALERTS

 

Always know the 5 most recent OSC investor warnings and alerts by bookmarking this Fact Card or embedding it on your website or blog.

Learn More

 

KEY DATES

 

OSC in the Community

OSC staff are taking the Commission's regulatory mandate from Bay Street to Main Street with seminars on preventing fraud and making informed investment decisions.

  • Rockwood - September 12, 2017
  • Burlington - September 15, 2017
  • Dundas - September 19, 2017
  • Toronto (Downtown) - September 19, 2017
  • Toronto (Downtown) - September 21, 2017
  • Mississauga - September 26, 2017
  • Hamilton - September 28, 2017

Learn More

 

OSC Roundtable on Option of Discontinuing Embedded Commissions

September 18, 2017

The OSC will host a roundtable to facilitate further stakeholder input as part of the CSA's consultation on the option of discontinuing embedded commissions in investment funds, such as mutual funds, and structured notes. 

The agenda and list of panellists can be found here.

 

OSC Dialogue 2017: Embracing Change

October 12, 2017

OSC Dialogue 2017 is coming up soon, bringing together business leaders, regulators and international policy experts and others to explore the impact of emerging technologies, data analytics in enforcement, long-term trends in corporate governance and the evolving investor experience.

Learn More

 

Roundtable to Discuss Third Annual Review of Women on Boards and in Executive Officer Positions

October 24, 2017

The OSC will hold a roundtable to discuss the findings of its third annual review of disclosures made under National Instrument 58-101 Disclosure of Corporate Governance Practices relating to women on boards and in executive officer positions.

Learn More

 
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Here are 7 things to know about RESPs when saving for an education!

 
 
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Visit InvestorOffice.ca to find past issues of Investor News.

 
 
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